Compliance Manager, Insurance (DRLP)

This position is posted by Jobgether on behalf of a partner company. We are currently looking for a Compliance Manager, Insurance (DRLP) in United States.

This role sits at the center of insurance regulatory governance within a fast-moving fintech environment, ensuring all insurance operations remain fully compliant with applicable state laws and licensing requirements. As the Designated Responsible Licensed Producer (DRLP), you will serve as the key regulatory authority for a Delaware-licensed insurance agency, overseeing compliance, producer supervision, and adherence to insurance statutes. You will play a critical role in enabling the compliant distribution of insurance products across multiple channels while supporting product innovation and growth. This position requires close collaboration with legal, product, operations, and external carrier and regulatory partners. You will also contribute to the design and continuous improvement of the compliance management system (CMS), ensuring strong governance and operational controls. The role is highly impactful, combining regulatory accountability with strategic influence over product and distribution decisions. It is ideal for a compliance leader who thrives in fast-paced, high-growth environments.

Accountabilities:

In this role, you will own insurance compliance oversight and regulatory accountability while ensuring strong governance, risk management, and operational execution across all insurance-related activities.

Serve as the Designated Responsible Licensed Producer (DRLP) for the Delaware-licensed insurance agency and maintain required producer licenses.
Provide regulatory oversight and accountability for all insurance activities under the agency license.
Ensure compliance with state insurance laws, regulations, and Department of Insurance (DOI) guidance.
Support regulatory change management and ensure timely implementation of new requirements.
Provide compliance advisory support for insurance product design, distribution, and marketing practices.
Review producer activities, disclosures, and sales practices to identify and mitigate compliance risk.
Develop and monitor compliance KPIs and KRIs to track risk exposure and operational performance.
Conduct risk assessments and identify control gaps across insurance operations.
Build and maintain insurance policies, procedures, and internal control frameworks.
Oversee producer licensing, appointments, renewals, and supervision frameworks across states.
Support audits, regulatory examinations, and internal compliance reviews.
Assist in enhancing the compliance management system (CMS), including complaints and issue management processes.

Requirements:

The ideal candidate is an experienced insurance compliance professional with strong regulatory expertise, leadership capability, and the ability to operate effectively in a fast-paced, multi-state environment.

5–10 years of experience in insurance compliance, agency operations, or regulatory risk.
Active insurance producer license (Delaware required; multi-state preferred).
Eligibility to serve as Designated Responsible Licensed Producer (DRLP).
Strong understanding of state insurance regulatory frameworks and compliance requirements.
Experience in insurance distribution, producer oversight, and carrier relationships.
Ability to translate regulatory requirements into operational policies and controls.
Strong analytical, risk assessment, and problem-solving skills.
Excellent communication skills with ability to influence cross-functional stakeholders.
Strong project management and organizational skills in dynamic environments.
Experience in fintech, embedded insurance, or multi-state distribution models is a plus.
Prior DRLP or equivalent responsible compliance leadership experience is highly desirable.

Benefits:

Competitive compensation with location-independent pay structure
Day-one eligibility for health, dental, and vision benefits
Flexible remote-first work environment within the United States
Flexible paid time off, including vacation, sick leave, parental leave, and caregiver leave
401(k) retirement plan with company match
Equity/stock option package in a high-growth fintech environment
Opportunity to shape compliance frameworks in a rapidly scaling business
Exposure to innovative embedded insurance and fintech distribution models
Strong cross-functional collaboration with product, legal, and operations teams

How Jobgether works:

We use an AI-powered matching process to ensure your application is reviewed quickly, objectively, and fairly against the role's core requirements. Our system identifies the top-fitting candidates, and this shortlist is then shared directly with the hiring company. The final decision and next steps (interviews, assessments) are managed by their internal team.

We appreciate your interest and wish you the best!

Why Apply Through Jobgether?

Data Privacy Notice: By submitting your application, you acknowledge that Jobgether will process your personal data to evaluate your candidacy and share relevant information with the hiring employer. This processing is based on legitimate interest and pre-contractual measures under applicable data protection laws (including GDPR). You may exercise your rights (access, rectification, erasure, objection) at any time.

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Compliance Manager, Insurance (DRLP)

Requirements:

Benefits:

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