Compliance advisor, financial services (contract)

🚀 About WRITER

WRITER is where the world's leading enterprises orchestrate AI-powered work. Our vision is to expand human capacity through super intelligence. And we're proving it's possible – through powerful, trustworthy AI that unites IT and business teams together to unlock enterprise-wide transformation. With WRITER's end-to-end platform, hundreds of companies like Mars, Marriott, Uber, and Vanguard are building and deploying AI agents that are grounded in their company's data and fueled by WRITER's enterprise-grade LLMs. Valued at $1.9B and backed by industry-leading investors including Premji Invest, Radical Ventures, and ICONIQ Growth, WRITER is rapidly cementing its position as the leader in enterprise generative AI.

📐 About the role

We are seeking an experienced financial services compliance professional to advise on integrating regulatory compliance capabilities into our product.

The ideal candidate has deep expertise in financial services regulations and can translate complex regulatory requirements into practical product features.

This will be a fully remote, 2-3 month contract and you will report to the financial services industry lead.

🦸🏻‍♀️ What you’ll do

• Review marketing generated content to ensure compliance

• Advise on regulatory requirements applicable to our product

• Guide development of compliance-related product features

• Review product roadmap through a compliance lens

• Support creation of compliance framework and best practices

⭐️ What you need

• Compliance expertise: proven track record working in legal and or compliance at a top financial services firm

• Regulatory knowledge: strong understanding of FINRA, SEC regulations, and other relevant financial regulatory frameworks

• Financial services background: significant experience navigating compliance requirements in banking, brokerage, or fintech environments

• Product development advisory: ability to consult with product and engineering teams to embed compliance considerations into product design and features

• Risk assessment: experience evaluating regulatory risks and developing mitigation strategies

• Documentation & processes: skilled in creating compliance documentation, policies, and operational procedures

• Experience reviewing marketing materials at a financial institution

Experience with Red Oak software preferred